Operations: We collaborate.

A small office makes for very broad and all encompassing job descriptions. This is especially true for the independent financial advisor whose offices often include less than five advisors and a small team of support staff.

With a variety of tasks crossing your desk or entering your email inbox, small teams don't have the luxury of simply meeting with clients but must also figure out how to keep up with: 

- compliance rulesYourfocus
- technology changes
- trading deadlines
- reporting details
- advertising submissions 

....and the list goes on and on. What what if you could maintain an independent office but also stay on top of all of these "middle office" tasks without hiring, training and managing an army? 


Resources helps independent offices focus on their clients more and focus less on all of the other tasks that are necessary to run a business (or practice).

It is our goal to streamline processes based on the ideas and opinions of advisors and operations professionals in the field. Because of the collaborative nature of the organization we give firms a role in building processes that meet their needs.

At our 1st Annual Operations Conference this week we asked our partners: 

  • What are the daily tasks that are slowing you down?
  • What do you need to better serve your clients?
  • What tools would you like to streamline your processes?

Our team of dedicated professionals is committed to meeting the needs of advisor offices so you can spend more time helping your clients to and through retirement. If you are looking for ways to scale your business and grow without hiring, we'd love to chat about how we might be able to work together. 



Ashley Barb on October 18th, 2019

Posted by Ashley Barb

Ashley Barb serves as Resources’ Vice President of Client Experience bringing more than 12 years of industry experience to the firm. In her role, she is responsible for managing the day-to-day operations, playing an important role in navigating through the complexity of serving advisors needs, advisory retirement plan clients, wealth management clients, and building out infrastructure and tool suites.

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